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The Language of Bioethics (Glossary)

Objectives

Goals

Required Reading

Suggested Reading

Clinical Vignettes

Key Terms

Genetic Screening

Genetic Therapy: Complex Ethical Issues

Proposed International Code of Ethics for Medical Genetics: Eight Ethical Issues

Genetic Privacy & Nondiscrimination Act

Gene Therapy

Genetic Disorders: A Special Use?

Topical Questions

Suggested Reading


References & Resources

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Introduction to Medical Ethics and Genetic Testing, Screening and Gene Therapy


Introduction to Medical Ethics

To provide a foundation for subsequent discussions by introducing the appropriate glossary, technique and substantive resources for clinical ethics discourse. To introduce a standard format and method for discussion and provide an opportunity for practice.

Genetic Testing and Technologies

Objectives

To explore the use of new diagnostic and intervention technologies, i.e., decisions about screening, the disclosure of test results to patients or others, the relative risks and benefits of gene therapy, and issues of genetic privacy and nondiscrimination such as may occur in the workplace or in insurability.

Goals

  1. Identify major ethical issues of genetic testing, screening and gene therapy.
  2. Understand confidentiality and disclosure issues related to genetic testing.
  3. Understand the obligations of the physician to his patient regarding genetic testing.
  4. Understand that identification of a genetic disorder is not always in an individual patient's best interest.
  5. Appreciate the need for skilled genetic counseling.

Required Reading

Code of Medical Ethics, American Medical Association, p 21-28.

Clinical Vignettes

Vignette #1

A patient is tested for the gene for Huntington's Disease and is positive. The test also revealed the fact that the father was not the biologic father. Does the physician need to tell the patient this information?

Vignette #2

The genetic cause of mental retardation of a man in his mid-40's is determined. The man's sister is his guardian and has two daughters. The physician wants to warn the two daughters they are at risk for bearing a retarded child. The mother refuses to let the physician do so because she does not want to be party to giving them information that might lead to an abortion. What does the physician do?

Vignette #3

The mother in the family has had both uterine and colon cancer at an early age and is found to have a MLHI gene mutation which increases the risk of colon cancer to 85-90%. There are four adult children. Should they be advised to have testing for this mutation and run the risk of not being able to obtain health insurance?

Video–A Question of Genes: Inherited Risks

Key Terms

  • Genetic testing: the use of specific assays to determine the genetic status of individuals already suspected to be at high risk for a particular inherited condition.
  • Genetic screening: distinguished from genetic testing by its target population. It is the systematic search of populations for persons with latent, early or asymptomatic diseases.
  • Gene therapy: the use of genetically altered material to favorably treat illness in humans.

Clinical genetics encompasses all ethical issues in medicine and health care. Major ethical issues deal with:

  • Truth-telling
  • Paternalism
  • Confidentiality
  • Rationing
  • Role of the genetic counselor
  • Neutrality vs. Expressing Opinion
  1. Is the physician expressing an opinion in genetic issues different, for example, than expressing an opinion regarding toxic chemotherapy for cancer?
  2. Should neutrality be maintained if a woman knows her fetus is affected with Tay-Sachs disease or Lesch-Nyhan syndrome and asks for advice?
  3. Should the counselor be open and direct about his biases rather than conceal them behind a cloak of neutrality?

In summary, genetic counseling should serve the patient's interest and values but be balanced with legitimate societal needs and wants, including the general public health. (e.g., to screen all pregnant women for carriage of cystic fibrosis gene might cost in excess of one billion dollars annually.

Genetic Screening

  • Purpose
  1. Identify patients who may benefit from pre-symptomatic treatment
  2. Identify persons at risk for having an affected child
  3. Research purposes
  • Pitfalls
  1. Failure to recognize the heterogeneity of the disorder (e.g., in the early days of phenylalanine screening, infants were falsely labeled because of high phenylalanine levels as having the disease).
  2. Failure to test efficacy of the intervention with properly designed and peer-reviewed studies.
  3. Failure to inform prospective patients or their parents that the program is experimental.
  • Essential Components of the Ethically Defensible Mass Screening Program
  1. Clear statement of purposes and goals
  2. Peer-reviewed pilot studies showing that stated goals can be achieved with acceptable costs and adverse effects.
  3. Education of the target population
  4. Attention to traditional standards of informed consent (avoiding mandatory programs except when compelling argument exists for doing so)
  5. Respect for confidentiality of potentially stigmatizing information
  6. Prenatal diagnosis and termination of pregnancy option exists
  7. Can prenatal diagnosis be justified by those who believe abortion is immoral?

Genetic Therapy: Complex Ethical Issues

  1. Whether to restrict initial efforts to patients with the capacity to consent.
  2. Whether to do first trials on patients with end stage disease who have little to lose, or patients early in their course who have the greatest potential for a successful outcome.
  3. Whether to try treatments that could prolong the life of patients with severe neurologic impairment, possibly without improving their condition.
  4. Somatic gene therapies pose new ethical issues for the individual patient but germ-cell therapies, such as inserting genes into fertilized eggs, affects not only the life of that individual but the potential of all his or her offspring, thus introducing additional complex ethical issues.

Proposed International Code of Ethics for Medical Genetics: Based on Eight Ethical Issues

  1. Equitable distribution of genetic services (i.e., access to/demand for)
  2. Respect for and safeguarding of personal and parental choices (i.e., reproductive choices, including the choice of termination of the pregnancy). Reproductive decisions should be the province of those who will be directly responsible for the social and biological aspects of childbearing and child rearing. The woman should make the final decision among reproductive options without coercion from her partner, her doctor or the law. Choice should include the economic and social ability to act upon a decision, including decisions to terminate a pregnancy or to raise a child with a disability.
  3. Confidentiality when other family members are at high risk. Family members have a moral obligation to share genetic information with each other.
  4. Protection of privacy from institutional third parties. Insurers, employers, schools, government agencies should have no access to genetics information about an individual without the person's fully informed consent and should not be permitted to require genetic tests without informed consent.
  5. Full disclosure of clinically relevant information to patients, a prerequisite for free choice.
  6. Prenatal diagnosis should be performed only for reasons relevant to the health of the fetus or the mother (i.e., not for sex selection, or to solely benefit a third party).
  7. A voluntary approach to genetic services, including genetic counseling, testing, prenatal diagnosis, presymptomatic testing, and screening in the workplace for susceptibility to occupationally related diseases. The only exception to the rule of voluntary screening should be newborns only if early treatment is available that would benefit the newborn (i.e., then screening should be mandatory).
  8. Emphasis on non-directive counseling.


Genetic Privacy and Nondiscrimination Act of 1995, 1996, 1997, 1998 (GPNA)

*(None thus far enacted)*

  1. Legislative protection: grants a proprietary interest in one's own genetic material, protects individual rights and simultaneously promotes continued research and development by establishing clear rules on which investors and the biotechnology industry may rely.
  2. Addresses disclosures and limitations regarding genetic information; prohibits disclosure of an individual's genetic information without written consent.
  3. Exception: permits disclosure if it pertains to authorized paternity testing, medical testing of a descendant's relatives, identification of bodies, court-ordered disclosure, and if it furthers authorized moral investigation.
  4. Prohibits employers from obtaining genetic information for purposes of discrimination or restricting rights or benefits of current or prospective employees.
  5. Prohibits health insurance providers from using genetic information to affect health insurance in any way and prevents use of genetic information as inducement to purchase insurance.

Human Genome Project: In process of mapping the entire human gene system.

Gene Therapy

Ashanti/NIH: First approved gene therapy procedure on 4-year old with rare genetic disease, severe combined immune deficiency (SCID). Her own white blood cells were genetically modified and infused back into her blood stream.

Distinction between therapy on somatic (non-reproductive) cells and germ (reproductive) cells. Only germ cells carry the genes that will be passed on to the next generation.

  • Arguments in favor of Gene Therapy:
    1. Potential for treating ill patients or preventing onset of severe illness (when conventional therapy has failed).
    2. Somatic-cell gene therapy is like any other new medical technology
    3. To prevent research on gene therapy is to infringe upon intellectual freedom of researchers.
    4. With current rate of progress in gene therapy techniques risks become more identifiable and outcomes can be predicted rather precisely.
    5. Germ-line gene therapy: offers true cure; may be only effective way of addressing some genetic diseases by preventing transmission of diseased genes. The expense of somatic-cell therapy for multiple generations is avoided; medicine should respond to the reproductive health needs of prospective parents at risk for transmitting serious genetic diseases; scientific community has a right to free inquiry within the bounds of acceptable human research.
  • Arguments against gene therapy:
    1. "Slippery slope:" can we distinguish between "good" and "bad" uses of gene modification techniques?
    2. Potential for harmful abuse of the technology
    3. Difficulty in following patients in long-term clinical research, including surveillance of future generations.
    4. Many gene therapy candidates are children who are too young to understand ramifications of gene therapy
    5. Potential conflicts of interest versus interests of insurance companies or society in not bearing the financial burdens of caring for children with serious genetic defects.
    6. Issues of justice and allocation: can we afford the expense?
    7. Who should receive gene therapy? If only those who can afford it, where is the principle of justice? Could we skew the distribution of desirable biological traits?
    8. Long-term effects of germ-line therapy not known.
    9. Opens the door to attempts at altering human traits not associated with disease (i.e., eugenics).
    10. Violates rights of future generations to inherit a genetic endowment which has not been intentionally modified.
    11. Too expensive.
    12. Essentially mates generations of unconsenting research subjects (i.e., germ-line therapy involves research on early embryos and affects their offspring).
  • AMA Position Paper on Gene Therapy
    1. Research must conform to AMA
    2. Council on Ethical and Judicial Affairs guidelines on clinical investigations.
    3. Gene Therapy must adhere to stringent safety considerations.
    4. Gene therapy should be utilized for therapeutic purposes in the treatment of human disorders and not for eugenic purposes.

Genetic Disorders: A Special Use?

  1. With regard to single gene disorders, there is nothing the individual could do to avoid inheriting the gene: one's genotype is immutable and gene expression is unavoidable in spite of improving treatment prospects for some disorders; with few exceptions (e.g., phenylketonuria and dietary changes), no environmental, lifestyle or dietary change can help the individual avoid the effects of a purely genetic disorder; society would consider individuals with genetic diseases more deserving of societal support than medical conditions attributable to behaviors (e.g., cigarette smoking, alcohol and substance abuse)
  2. There is a family stigma associated with genetic disorders
  3. Genetic traits sometimes fall along the line of race and ethnicity: mandatory genetic testing and disqualification from life insurance on basis of sickle cell disease, thalassemia, etc. that primarily affect certain racial and ethnic groups raise troubling policy issues.
  4. Given the history of eugenics (e.g. Nazi Germany) there is reluctance to embrace any program of systematic application of genetic criteria.

Topical Questions

  1. Should the six million women who become pregnant each year be routinely tested for cystic fibrosis carrier state? If so, who will pay for this?
  2. Should all women be tested for the genetic mutations linked to breast cancer?
  3. Are there differences of ethical issues in somatic-cell gene therapy and germ-cell gene therapy?
  4. Should only those who can afford it receive gene therapy?

Suggested Reading
Note: These articles can be found through Ovid and will require an ID and password.

  1. Fost, N. Ethical Issues in Genetics. Pediatric Clinics of North America, 39 (1): 79-89. February 1992.
  2. Wilfond, BS, Rothenberg, KH, Thomson, EJ, Lerman, C. for the Cancer Genetic Studies Consortium, National Institutes of Health. Cancer Genetic Susceptibility Testing: Ethical and Policy Implications for Future Research and Clinical Practice. Journal of Law, Medicine and Ethics, 25 (1997): 243-51.
  3. Annas, G J. Genetic Prophecy and Genetic Privacy-Can we prevent the dream from becoming a nightmare? American Journal of Law and Medicine, 22(1): 109-34, 1996.

Copyright © 2000
Medical College of Georgia
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Medical College of Georgia

Please email comments, suggestions or questions to
Alan Roberts, aroberts@mail.mcg.edu.
August 05, 2002