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Ethics Policy Acknowledgement Form

  Medical College of Georgia Administrative Policies and Procedures
Office of Primary Responsibility:
Institutional Audit and Compliance
No. 9.0.01

Ethics Policy

1.0 Purpose and Policy
The Medical College of Georgia is committed to the highest standards of ethics and integrity.  This policy’s purpose is to communicate to all Medical College of Georgia employees an expectation and requirement of ethical conduct and compliance with all applicable laws, policies, rules and regulations.  Ethical conduct and compliance is a personal responsibility, and every employee will be held accountable for his or her conduct.  All Medical College of Georgia officers, faculty, employees, staff and volunteers are expected to conduct themselves in accordance with the following Code of Ethics.

1.1. We will carry out our official duties for the benefit of our institution, and the public.  Our duty as faculty and staff at the Medical College of Georgia is to serve our students, our patients and the public.  We should not use our office, title, or official influence for any other purpose.  We shall not use MCG resources for personal gain.

1.2. We will avoid actual and apparent conflicts of interest between our official obligations and our personal interests.  We should not allow our official duties to be compromised by personal interests, and we should not allow even the mere appearance of a conflict to cause others to question our integrity.  This principle has many implications, and it underlies several of our policies, including those on Outside Professional Activities and Nepotism.  This principle also means that we must not use the information we receive through MCG for private benefit.  As a general rule, Georgia law prohibits state employees and their families from transacting business with the agency that employs them.  For instance, a faculty member’s spouse may not serve as a contractor for MCG.  Your personal investments can cause conflicts with your official duties.  For instance, if you own part of a company that does business with MCG, or if you own land whose value can be affected by decisions that MCG makes, then you have a conflict of interest.  Accepting additional employment may create a conflict if your other employer is a competitor with MCG, or a contractor with MCG.  Service on an outside board of directors should only be undertaken if it does not create a conflict of interest with your official duties, and if the necessary Outside Activity approval has been obtained.  For instance, board service for a vendor or competitor of MCG would create a conflict of interest. We should not exploit students or employees for personal gain.   

1.3 We will disclose conflicts of interest, both actual and apparent, and they must be properly managed.  We should disclose the existence of any actual or apparent conflict of interest to our chain of command, and to any other party who needs to know, such as the Chair of a search committee or procurement bidding panel.  Everyone involved then has a duty to determine if the conflict can be managed.  Proper management of the conflict might include recusing yourself from the official decision affected by the conflict; limiting or divesting your outside interest, or other measures that ensure the integrity of your official role.  Conflict management plans should be agreed upon in writing.  Research conflicts of interest are covered by a specific policy.  No one should participate in a decision, including employment and purchasing decisions, if they have a conflict of interest that has not been appropriately managed.   

1.4 We will not accept improper gifts and favors.  We may not accept any gift or favor that influences how we carry out our official duties.  Other gifts (including meals) from vendors, patients, students and lobbyists must not exceed $100.00 in fair market value.  Such improper gifts and favors may not be received by our family members.

1.5 We will adhere to the laws, rules, regulations and policies that apply to us.  As a responsible member of our nation, our state, and our institution, we must abide by all the relevant rules.  This principle requires us to furnish timely written disclosures as may be required.  We must submit accurate reports of the leave we take, and of our effort.

1.6 We will maintain the confidentiality of all sensitive information.  In the course of our duties, we may have access to information concerning patients, students, employees, research subjects, information that could be used to compromise someone’s identity, proprietary intellectual materials, and other sensitive data.  We must not disclose such sensitive information unless our official duties require it, and we will actively protect such sensitive information.

1.7 We will treat everyone with respect and dignity.  We do not tolerate harassment or discrimination, and we must abide by all laws and policies related to this principle. 

1.8 We will be honest.  Honesty is a basic principle of ethical conduct that we must observe at all times.  In addition to requiring that all of our statements be truthful, honesty sometimes requires us to be forthcoming.  For instance, we should not record conversations with others without their knowledge. 

1.9 We will uphold this code of ethics.  We must act ethically in all that we do, and we must report apparent deviations from this Code.  Violations should be reported to your chain of command.  Anonymous concerns may be shared through our hotline at 1-800-576-6623.  You may also contact the Office of Legal Affairs (706.721.4018, or legal@mcg.edu) and the Office of Institutional Audit and Compliance (706.721.2661, or audit_compliance@mcg.edu).

2.0 Responsibility:

2.1 Human Resources
Human Resources will introduce the Ethics Policy to employees as part of orientation for new hires.  The employee’s signature must be obtained on the Ethics Policy Acknowledgement Form (See Attachment) and filed in the records section of Human Resources.

2.2 Employee
As a condition of employment, each employee must sign the Ethics Policy Acknowledgement Form (See Attachment) to state that they are aware of, and agree to work in accordance with, the expectations and policy requirements.

For employees hired prior to the adoption date, the Human Resources Division will introduce the Ethics Policy to these employees through a coordinated effort and require that every employee sign the Ethics Policy Acknowledgment Form and forward the form to Human Resources by a specified date.  A copy of the signed form should also be maintained in the department’s employee personnel file.  At a time after the required submission date, Human Resources will notify department of missing forms.

3.0 Additional Information
Questions concerning ethical matters should be discussed with your chain of command.  The Office of Legal Affairs (706.721.4018, or legal@mcg.edu) and the Office of Institutional Audit and Compliance (706.721.2661, or audit_compliance@mcg.edu) are also available for consultation and advice.  Ethical issues are addressed in many of our policies, but these links are the primary sources of additional published information:


Date: 2 March 2006 | Rev. No.: NEW | Rev. Date | No. 9.0.01


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Administrative Policies & Procedures  
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Janet Hopkins,

February 02, 2007